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Oscar Sasson

Valley Wealth Strategies, LLC
36 Years of Experience
Redwood City, CA
1 DisclosureBroker
View SEC Summary
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Oscar Sasson is a registered investment advisor at Valley Wealth Strategies, LLC, based in Redwood City, CA, with 36 years of industry experience. Oscar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,055 clients with $1.4B in assets under management.

Valley Wealth Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
4,055 clients
Average Client Portfolio
$357K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.5M1.00%
$1.5M+1.00%

Fees are negotiable at the sole discretion of the advisor. Certain clients may be offered a fixed annual fee or alternative fee methodology.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

203 Redwood Shores Pkwy, Ste. 635, Redwood City, CA, 94065

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Oscar operates Zuk Financial Group as a DBA for his LPL business since 1998. He also provides investment advisory services through Valley Wealth Strategies, LLC, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Valley Wealth Strategies, LLC
January 2018 - Present · 8 yrs 9 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
LPL Financial LLC
January 2019 - October 2022 · 3 yrs 9 mos
LPL Financial LLC
November 2017 - April 2018 · 5 mos
Valley Wealth Strategies
October 2017 - December 2017 · 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 1999 - November 2017 · 18 yrs 8 mos
National Planning CorporationBroker
December 1998 - November 2017 · 18 yrs 11 mos
Washington Square Securities, INC.Broker
April 1996 - August 1998 · 2 yrs 4 mos
Aragon Financial Services, INC.Broker
April 1994 - December 1998 · 4 yrs 8 mos
Financial Network Investment CorporationBroker
September 1990 - March 1994 · 3 yrs 6 mos
State Registrations18 states
AZCACOHIIDKSMAMIMONMNVOKORRISCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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