DW
DW

Douglas Scott Wall

35 Years of Experience
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
58 clients
Average Client Portfolio
$6.2M average
Assets Under Management
$360.0M

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3401 Armstrong Ave, Dallas, TX, 75205

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is involved with Laurita Coal Corporation, Flying W5 LLC, Novak Westinghouse Townhome LP (real estate development), and YardSale Texas LLC (personal investment). He spends about 10-20% of his time as a partner in YardSale Texas LLC, investing and funding the business.

Employment History
Current Registrations
1836 Asset Management, LLC
May 2021 - Present · 4 yrs 9 mos
Previous Registrations
Raymond James & Associates, INC.Broker
September 2016 - May 2021 · 4 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - May 2021 · 4 yrs 8 mos
Deutsche Bank Securities INC.Broker
May 2008 - September 2016 · 8 yrs 4 mos
Deutsche Bank Securities INC.
May 2008 - September 2016 · 8 yrs 4 mos
UBS Financial Services INC.
August 2000 - May 2008 · 7 yrs 9 mos
UBS Financial Services INC.Broker
August 2000 - May 2008 · 7 yrs 9 mos
J.C. Bradford & CO.Broker
June 1997 - August 2000 · 3 yrs 2 mos
Principal Financial Securities,inc.Broker
December 1992 - July 1997 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1990 - January 1993 · 2 yrs 5 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.