Dominic Tobacco is a registered investment advisor, based in Staten Island, NY, with 31 years of industry experience.
Location
1000 South Ave Suite 103, Staten Island, NY, 10314
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Regulatory History (2)
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Customer Dispute
July 2009Settled
Customer Dispute
January 2001Denied
Other Business Activities
Dominic is a trustee for River Plaza Youth Club, a non-profit organization, and a partner in FRCT, LLC and FRCT Wealth Management Group. He is also a managing partner at Guided Professional Solutions, an agent at USA Employee Benefits, and an employee at Sixfifteenninetysix, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
May 2006 - December 2008 · 2 yrs 7 mos
First Montauk Securities CORP.Broker
May 2006 - December 2008 · 2 yrs 7 mos
Ashton-Clayton Financial Group, LLCBroker
April 2004 - June 2006 · 2 yrs 2 mos
American Express Financial Advisors, INC.
July 2002 - April 2004 · 1 yr 9 mos
Ids Life Insurance CompanyBroker
July 1994 - April 2004 · 9 yrs 9 mos
American Express Financial Advisors INC.Broker
July 1994 - April 2004 · 9 yrs 9 mos
State Registrations20 states
AZCACOCTDEFLGAMAMDNCNJNMNYOHPAPRSCTNVAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.