AF
AF

Adam Fechter

35 Years of Experience
Washington, DC
2 DisclosuresBrokerSells Insurance

Adam Fechter is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1747 Pennsylvania Ave, Nw Ste 900, Washington, DC, 20006

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
Customer Dispute
October 2008
Denied
Other Business ActivitiesSells Insurance

Adam is an independent contractor for Tax Planning Associates, an insurance general agency, since 1992. He dedicates minimal time to this activity, and it is not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2007 - June 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1991 - February 2006 · 14 yrs 5 mos
H. Beck, INC.Broker
August 1990 - August 1991 · 1 yr
State Registrations46 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.