CW
CW
Carl Wojcik is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1775 I Street, North West, Suite 200, Washington, DC, 20006
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002Denied
Customer Dispute
September 2001Denied
Other Business Activities
Carl is a sole proprietor/owner/partner of a rental property in Wayland, MA, which he has owned since January 2013. He spends minimal time on maintenance after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 1998 - April 2007 · 8 yrs 11 mos
Morgan Stanley Dw INC.Broker
January 1996 - April 2007 · 11 yrs 3 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAILINLAMAMDMEMIMNNCNENHNJNMNVNYORPASCSDTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.