John Uyeki is a registered investment advisor at J.P. Morgan Securities LLC, based in Southport, CT, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
292 Pequot Ave, Floor 02, Southport, CT, 06890
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is a co-owner of Stripers Inc LLC, an LLC for the ownership of a recreational fishing boat, since 2021. He ensures registrations are current and liability insurance is in place, dedicating a few hours per week to this investment-related activity.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
LPL Financial LLCBroker
LPL Financial LLC
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Jackson National Life Distributors, INC.Broker
Futureshare Financial LLCBroker
Mercantile Investment Services, INC.Broker
Conseco Securities, INC.Broker
Aetna Investment Services, INC.Broker
Charles Schwab & CO., INC.Broker
Sentra Securities CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.