David Rudolf
David Rudolf is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Danbury, CT, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
36 Mill Plain Rd, Ste 207, Danbury, CT, 06811
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Regulatory History (1)
Customer Dispute
June 2009Other Business ActivitiesSells Insurance
David is the President of Rudolf Associates Inc, where he sells group benefits, medicare plans, individual health insurance, life, LTD, and long-term care insurance, dedicating about a quarter of his time. He also owns a sole proprietorship involving a blue stone quarry and forestry property, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.