Christopher Sweeney
Christopher Sweeney is a registered investment advisor at LPL Financial LLC, based in Toledo, OH, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6012 Renaissance Place Ste C, Toledo, OH, 43623
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Regulatory History (3)
Customer Dispute
August 2019Customer Dispute
January 2019Customer Dispute
October 2015Other Business ActivitiesSells Insurance
Christopher is affiliated with ARC Benefit Solutions, selling non-variable insurance, and Sweeney Wealth Advisors, LLC, a DBA for his LPL business. He also works as a notary.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Spc
Sigma Financial CorporationBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Vestax Securities Corporation
Vestax Securities CorporationBroker
New England SecuritiesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.