JG
JG
James Goodwin is a registered investment advisor at Morgan Stanley, based in Charleston, WV, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
500 Lee Street East Laidley Tower Suite 300, Charleston, WV, 25339
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002Denied
Customer Dispute
July 1999Denied
Customer Dispute
June 1999Denied
Customer Dispute
May 1999Denied
Customer Dispute
March 1999Denied
Customer Dispute
June 1998Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2004 - June 2009 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
October 1990 - June 2009 · 18 yrs 8 mos
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMTNCNJNMNVNYOHORPAPRRISCSDTNTXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.