JD
JD
John Dawson is a registered investment advisor at Morgan Stanley, based in Charleston, WV, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
500 Lee Street East Laidley Tower Suite 300, Charleston, WV, 25339
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 1999Denied
Other Business Activities
John is a sales advisory council member at the University of Charleston since September 2024, spending minimal time on this activity. This is a sales/marketing role in education.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2004 - June 2009 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
May 1995 - June 2009 · 14 yrs 1 mo
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMTNCNJNMNVNYOHORPAPRRISCSDTNTXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.