Mary Simpson is a registered investment advisor at Fleckenstein Capital, INC., based in Seattle, WA, with 20 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $61M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fleckenstein Capital manages a pooled investment fund and charges a quarterly management fee equal to 1.5% per year (0.375% per quarter) based on the value of each investor's capital account. The firm may also receive a performance-based allocation of 20% of capital appreciation, subject to a loss carryforward provision. The firm may waive or reduce fees for strategic investors.
Location
Seattle, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Fleckenstein Capital, INC.
Previous Registrations
Wells Fargo Investments, LLC
State Registrations1 state
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