David Godinez
David Godinez is a registered investment advisor at Oak Tree Securities, INC., based in Livermore, CA, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5 clients with $3.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.5M | 1.00% |
| $1.5M - $2.5M | 0.75% |
| $2.5M+ | 0.65% |
Fee Estimator
Location
4049 1st Street, Suite 129, Livermore, CA, 94551-4949
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the Vice President of QCS Financial Services, focusing on brokerage compliance, dedicating nearly full-time hours. He also sells life insurance, spending a few hours per week, and owns/operates Ominous Burgers, a food sales business, dedicating about 10-20% of his time.
Employment History
Current Registrations
Oak Tree Securities, INC.
Oak Tree Securities, INC.Broker
Previous Registrations
Student Options, LLCBroker
Berkeley Capital Securities, L.L.C.Broker
Saybrook Capital CorporationBroker
Pyramid Financial CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.