Brent Carroll
Brent Carroll is a registered investment advisor at Planmember Securities Corporation, based in La Quinta, CA, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
La Quinta, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2010Customer Dispute
April 2009Judgment / Lien
February 2005Other Business ActivitiesSells Insurance
Brent is an officer, president, and employee of Llorac Financial LLC, where he is involved in tax preparation, insurance, and securities sales and service. This activity takes up Brent's full time, including during trading hours.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Washington Square Securities, INC.Broker
Andrick Securities CORP.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.