TrueAdvisor
TrueAdvisor
EB
ChFC
EB
ChFC

Earl Berg

Guardian Wealth Management
30 Years of Experience
Salt Lake City, UT
1 Disclosure
View SEC Summary
View SEC Summary

Earl Berg is a ChFC-designated registered investment advisor at Guardian Wealth Management, based in Salt Lake City, UT, with 30 years of industry experience. Earl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 131 clients with $170M in assets under management.

Guardian Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
131 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$174.8M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.90%
$1M+0.75%

Fees are negotiable and can vary based on asset size, number of accounts, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

299 South Main Street, Suite 1300, Salt Lake City, UT, 84111

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Guardian Wealth Management
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
Lifebright Investments
August 2016 - December 2024 · 8 yrs 4 mos
Charles Schwab & CO., INC.
August 1996 - April 2008 · 11 yrs 8 mos
State Registrations1 state
UT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Salt Lake City, UT →All financial advisors in Utah →