Thomas Swoffer is a CFA-designated registered investment advisor at Talbot Financial, LLC, based in Bellevue, WA, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 269 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.85% |
| $10M+ | 0.50% |
Investment advisory fees charged by Talbot Financial are negotiable at their sole discretion. Talbot Financial does not charge advisory fees on cash, but has discretionary authority to manage your allocations to cash.
Fee Estimator
Location
10500 NE 8th Street, #1700, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Talbot Financial, LLC
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
Asset Planning & Management, INC.
Whv Investments, INC.
Safeco Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.