Barry Levine
Barry Levine is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Santa Ana, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Sandpointe Ave Ste 315, Santa Ana, CA, 92707
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2001Other Business ActivitiesSells Insurance
Barry operates under two DBAs for his LPL business: APAG Group and Barry Levine Financial Services, Inc. He also sells non-variable insurance through Locktonaffinity, dedicating a few hours per week to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Transamerica Securities Sales CorporationBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.