Ara Malazian
Ara Malazian is a CFP-designated registered investment advisor at LPL Financial LLC, based in Santa Ana, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
505 North Tustin Ave Suite 267, Santa Ana, CA, 92705
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ara is an instructor at the University of California Irvine, spends time as an independent contractor as an appraiser, and is the owner of AGM Enterprises, a technology consulting firm. Ara also works with Heritage Financial and Hye Health, a non-variable insurance company.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
A M Forward Thinking
Sunamerica Securities, INC.Broker
State Registrations2 states
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