KC
KC
Kelly Castleberry
35 Years of Experience
Charleston, WV
2 DisclosuresBroker
Kelly Castleberry is a registered investment advisor at Morgan Stanley, based in Charleston, WV, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
500 Lee Street East Laidley Tower Suite 300, Charleston, WV, 25339
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2002Denied
Criminal
December 1986Final Disposition
Other Business Activities
Kelly is an advisory board member for The Clay Center for Arts and Sciences since 1999. This takes minimal time each month.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2004 - June 2009 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
September 1990 - June 2009 · 18 yrs 9 mos
State Registrations46 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.