Steven Smith is a registered investment advisor, based in Sugar Hill, GA, with 35 years of industry experience.
Location
1400 Buford Hwy, Suite C-1, Sugar Hill, GA, 30518
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an insurance agent/sole proprietor with Smith Investments since 2001, selling life and P&C policies, dedicating minimal time. He is also an insurance agent with Reynolds Insurance since 2001, selling property, casualty, and some life insurance, dedicating a few hours per week. Steven is also a representative with Capital Research Advisors, dedicating about 10-20% of his time.
Employment History
Current Registrations
Ceros Financial Services, INC.Broker
Capital Research Advisors, LLC
Previous Registrations
Rydex Distributors, INC.Broker
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.