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Anthony Manory

30 Years of Experience
New York, NY
Broker

Anthony Manory is a registered investment advisor at Empire Financial Management Company, LLC, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 983 clients with $710M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
11 advisors
Number of Clients
983 clients
Average Client Portfolio
$718K average
Assets Under Management
$706.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Empire Financial Management's fees are individually negotiated and range from 0.5% to 2.5% of the value of your portfolio annually. The fees are calculated based on the market value of the assets at the end of each quarter. Fees are typically charged quarterly in arrears, but for accounts held at RBC, fees can be charged in advance.

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Location

29 Broadway, 12th Floor, New York, NY, 10006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony spends minimal time at Boston University College of General Studies after business hours. He receives no compensation for this educational activity.

Employment History
Current Registrations
Empire Financial Management Company, LLC
December 2015 - Present · 10 yrs 4 mos
Empire Asset Management Company
November 2015 - Present · 10 yrs 5 mos
Empire Asset Management CompanyBroker
November 2015 - Present · 10 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - December 2015 · 6 yrs 6 mos
Morgan Stanley
June 2009 - December 2015 · 6 yrs 6 mos
Morgan Stanley & CO. Incorporated
May 2009 - June 2009 · 1 mo
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Itg INC.Broker
August 2006 - January 2009 · 2 yrs 5 mos
Cibc World Markets CORP.Broker
January 2001 - November 2004 · 3 yrs 10 mos
Cibc Trading (delaware CORP.)Broker
October 1997 - May 2003 · 5 yrs 7 mos
Nomura Securities International, INC.Broker
October 1993 - July 1997 · 3 yrs 9 mos
State Registrations15 states
CACOCTFLGAMAMDNHNJNYPARISCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.