Empire Financial Management Company manages investment portfolios and provides personalized investment advisory services for individuals, high net worth clients, trusts, estates, and corporations. The firm creates tailored asset allocations primarily including equities, fixed income, and cash equivalents, but may also utilize gold, commodities, real estate, foreign currencies, high yield debt, options, and short selling depending on client needs and risk tolerance. Empire Financial Management Company operates alongside an affiliated broker-dealer, Empire Asset Management Company, and custody accounts are held primarily with RBC Capital Markets, LLC. The firm emphasizes building customized portfolios based on thorough discussions of each client's financial situation, goals, and risk tolerance.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are individually negotiated and range between approximately 0.5% and 1.75% based on a sliding scale of assets under management.