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Thomas Tyndorf

35 Years of Experience
Chicago, IL
2 DisclosuresBroker

Thomas Tyndorf is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chicago, IL, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

110 N Wacker Dr, Pbig - Chicago, Chicago, IL, 60606

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Closed-No Action
Customer Dispute
January 2002
Settled
Other Business Activities

Thomas is a general partner in NEAT Limited Partnership, a family investment vehicle, since 2009. He spends minimal time on this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - Present · 10 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2003 - November 2015 · 12 yrs 10 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - November 2015 · 12 yrs 10 mos
Credit Suisse First Boston CorporationBroker
November 2000 - September 2002 · 1 yr 10 mos
Donaldson Lufkin & Jenrette Securities Corporation
February 1993 - January 2003 · 9 yrs 11 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1992 - January 2003 · 10 yrs 6 mos
Painewebber IncorporatedBroker
August 1991 - June 1992 · 10 mos
Lehman Brothers INC.Broker
September 1990 - July 1991 · 10 mos
State Registrations40 states
AKARAZCACOCTDEFLGAHIIAILINKSKYMAMDMIMNMOMTNCNDNENHNJNMNVNYOHPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Tyndorf - Financial Advisor | TrueAdvisor