John Catalfio
John Catalfio is a registered investment advisor at A.G.P / Alliance Global Partners, based in Scottsdale, AZ, with 33 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
9375 E. Shea Blvd, Suite 100, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2014Customer Dispute
December 2000Employment Separation After Allegations
April 1997Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
First Financial Equity CorporationBroker
U.S. Bancorp Piper Jaffray INC.Broker
Principal Financial Securities,inc.Broker
Sutro & CO. IncorporatedBroker
Lehman Brothers INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.