Mike Masunas
Mike Masunas is a registered investment advisor at A.G.P / Alliance Global Partners, based in Scottsdale, AZ, with 32 years of industry experience. Mike operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
9375 E. Shea Blvd, Suite 100, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (2)
Regulatory
January 2013Criminal
May 2010Other Business Activities
Mike is an owner/LLC member of Masunas Sports Complex, LLC, training athletes, dedicating minimal time. He also undertakes general office administration for Moore Masunas and Moore, a law firm, spending minimal time, and will be co-founder and co-owner of The Eco Drone, LLC, spending about a third of his time.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Euro Pacific Capital, INC.Broker
H&r Block Financial Advisors, INC.Broker
Dean Witter Reynolds INC.Broker
Sutro & CO. IncorporatedBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.