CS
CFP
CS
CFP

Carole-Lynn Saros

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
108 advisors
Number of Clients
6,671 clients
Average Client Portfolio
$573K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$5.5K
Loading...

Location

Willington, CT

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Carole-Lynn owns CS Financial Services LLC, where she offers securities and investment advisory services, accounting and tax preparation, and insurance products. She also works as an investment advisor for The Ameriflex Group, dedicating nearly full-time hours to comprehensive wealth management, financial planning, and investment advisory services.

Employment History
Current Registrations
Nwf Advisory Services INC
May 2025 - Present · 9 mos
Osaic Wealth, INC.Broker
July 2024 - Present · 1 yr 7 mos
Previous Registrations
The Ameriflex Group
July 2024 - July 2025 · 1 yr
The Personal Wealth Coach
August 2007 - March 2012 · 4 yrs 7 mos
Next Financial Group, INC.
October 2006 - July 2024 · 17 yrs 9 mos
Next Financial Group, INC.Broker
October 2006 - July 2024 · 17 yrs 9 mos
Intersecurities, INC.
March 2001 - October 2006 · 5 yrs 7 mos
Intersecurities, INC.Broker
January 2001 - October 2006 · 5 yrs 9 mos
MML Investors Services, INC.Broker
March 1996 - July 1996 · 4 mos
MML Distributors, LLCBroker
June 1995 - July 1996 · 1 yr 1 mo
G. R. Phelps & CO., INC.Broker
July 1991 - March 1996 · 4 yrs 8 mos
State Registrations9 states
COCTFLMAMDNYRIVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Carole-lynn Saros - Financial Advisor | TrueAdvisor