Max Scholfield is a registered investment advisor, based in Bella Vista, AR, with 35 years of industry experience.
Location
Bella Vista, AR
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Regulatory History (2)
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Customer Dispute
August 2008Settled
Customer Dispute
July 2008Settled
Other Business Activities
Max is an inventor, a partner at Scholfield Wealth Management and Scholfield Fishing, a project assistant, and a real estate consultant. He also serves as Vice President of Bella Vista Fly Tyers, a fishing and conservation club.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
November 2011 - September 2022 · 10 yrs 10 mos
First Allied Advisory Services, INC.
November 2011 - November 2020 · 9 yrs
UBS Financial Services INC.Broker
November 2006 - November 2011 · 5 yrs
UBS Financial Services INC.
November 2006 - November 2011 · 5 yrs
Morgan Stanley
April 2001 - November 2006 · 5 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 1990 - November 2006 · 16 yrs 2 mos
State Registrations12 states
ARAZCACOIAKSLAMIMONMTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.