BA
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Bruce Attig

33 Years of Experience
Torrance, CA
1 DisclosureBroker

Bruce Attig is a registered investment advisor at Morgan Stanley, based in Torrance, CA, with 33 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

21250 Hawthorne Boulevard, Suite 650, Torrance, CA, 90503

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
Other Business Activities

Bruce is a partner in Attig AG LLC and Hidden Highlands Cattle Co LLC, both agriculture-related businesses. He also serves as a board member on the Riviera United Methodist Church Finance Committee, spending a few hours per week on this activity.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2005 - April 2007 · 2 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 2005 - April 2007 · 2 yrs 3 mos
Citicorp Investment Services
June 2002 - January 2005 · 2 yrs 7 mos
Citicorp Investment ServicesBroker
December 1996 - January 2005 · 8 yrs 1 mo
Wells Fargo Securities INC.Broker
September 1995 - October 1996 · 1 yr 1 mo
Amerinational Financial Services, INC.Broker
April 1993 - December 1994 · 1 yr 8 mos
Financial Network Investment CorporationBroker
September 1990 - September 1991 · 1 yr
State Registrations35 states
ALAZCACOCTDCDEFLGAHIIAILLAMAMDMIMNMTNHNJNMNVNYOHORRISCSDTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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