Michael Darley

25 Years of Experience

Westlake Village, CA

2 DisclosuresBroker

Michael Darley is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

23050 advisors

IM Fee

Planning only

Assets Under Management

$1650.0B

Fee Structure

Investment management only (planning not offered)

Annual Retainer:Up to $500,000/year

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Location

100 North Westlake Boulevard, Suite 200, Westlake Village, CA, 91362

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2008

Closed-No Action

Criminal

May 1998

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Michael owns rental properties in California since 2017 and 2021. He dedicates minimal time to these investment-related activities.

Employment History

Current Registrations

Morgan StanleyBroker

June 2009 - Present · 16 yrs 11 mos

Morgan Stanley

June 2009 - Present · 16 yrs 11 mos

Previous Registrations

Citigroup Global Markets INC.Broker

August 2005 - June 2009 · 3 yrs 10 mos

Citigroup Global Markets INC.

August 2005 - June 2009 · 3 yrs 10 mos

Morgan Stanley

September 2000 - August 2005 · 4 yrs 11 mos

Morgan Stanley Dw INC.Broker

June 2000 - August 2005 · 5 yrs 2 mos

Financial West GroupBroker

April 2000 - May 2000 · 1 mo

State Registrations45 states

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AdvisorBrokerBoth

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Exams

No exam information available for this advisor.

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