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William Engellis

30 Years of Experience
Melville, NY
Broker

William Engellis is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Broadhollow Rd, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
August 2021 - Present · 4 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2004 - Present · 22 yrs
Previous Registrations
UBS Financial Services INC.Broker
May 2001 - July 2004 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1997 - May 2001 · 3 yrs 6 mos
National Securities CorporationBroker
March 1997 - September 1997 · 6 mos
Timecapital Securities CorporationBroker
November 1996 - March 1997 · 4 mos
H G IBroker
March 1995 - November 1996 · 1 yr 8 mos
State Registrations6 states
FLMDNJNYSCWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.