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Andrew Rodriguez

Mutual of Omaha Investor Services, INC.
35 Years of Experience
Braintree, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Rodriguez is a registered investment advisor at Mutual of Omaha Investor Services, INC., based in Braintree, MA, with 35 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 7,025 clients with $32M in assets under management.

Mutual of Omaha Investor Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
281 advisors
Number of Clients
7,025 clients
Average Client Portfolio
$5K average
Assets Under Management
$32.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees vary by program and advisor. Managed accounts cap at 1.25% for most programs, while accounts managed directly by a company advisor cap at 2.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

30 Braintree Hill Office Park, Ste 106, Braintree, MA, 02184

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an insurance agent selling life, health, and annuity products since 1981, operating under the DBA Sippican Wealth Strategies LLC. He also participates in Mutual of Omaha Mortgage Lead Incentive Program, which requires minimal time.

Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
November 2010 - Present · 15 yrs 11 mos
Mutual of Omaha Investor Services, INC.
December 1990 - Present · 35 yrs 10 mos
Mutual of Omaha Investor Services, INC.Broker
December 1990 - Present · 35 yrs 10 mos
State Registrations20 states
ALCOCTFLLAMAMDMENCNHNJNYOHORRISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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