Shannon Smith is a CFP-designated registered investment advisor at Pallas Capital Advisors, LLC, based in Braintree, MA, with 18 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,221 clients with $4.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pallas Capital Advisors charges a percentage of your portfolio each year for wealth management services. The fees range from 0.25% to 2.00% annually. Fees are paid quarterly, in advance, based on the average daily balance of your portfolio during the prior quarter. Fees may be negotiable. Pallas may recommend independent managers, but the total blended fee will not exceed 2.00% annually.
Location
45 Braintree Hill Office Park, Suite 201, Braintree, MA, 02184
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Shannon is the Director of Financial Planning & Client Experience at Pallas Capital Advisors, focusing on relationship management and financial planning. This role takes up more than full-time hours.
Employment History
Current Registrations
Pallas Capital Advisors, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
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