Harold Mandelbaum
Harold Mandelbaum is a CFP, PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 32 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
555 Fifth Avneue 9th Floor, Suite 900, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harold is an independent insurance agent for Guardian Berkshire and United Health Care, and also sells insurance through Avantax Insurance. He also owns a tax preparation and accounting business, Harold N. Mandelbaum CPA, and provides outsourced controller services through Auldbrass Partners LLC, dedicating nearly full-time hours to these accounting roles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Yankee Financial Group, INC.Broker
Wise Planning CORP.Broker
Lehman Brothers INC.Broker
State Registrations5 states
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