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Alan Zafran

Ieq Capital, LLC
35 Years of Experience
Foster City, CA
1 Disclosure
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Alan Zafran is a registered investment advisor at Ieq Capital, LLC, based in Foster City, CA, with 35 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 2,309 clients with $57B in assets under management.

Ieq Capital, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
196 advisors
Number of Clients
2,309 clients
Average Client Portfolio
$24.6M average
Assets Under Management
$56.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$25,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual management fee is up to 1%. Certain clients are subject to a minimum management fee starting at $6,250 per quarter. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

950 Tower Lane, Suite 1800, Foster City, CA, 94404

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alan is involved with several organizations, including The Castilleja School, Portola Valley School Foundation Endowment, Western Technology Investment Venture Lending & Leasing VI, LLC, Silicon Valley Community Foundation, Luminous Capital, LLC, and Taube Family Foundation. He dedicates minimal time to most of these activities, primarily providing strategic oversight or monitoring investments.

Employment History
Current Registrations
Ieq Capital, LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
First Republic Securities Company, LLCBroker
January 2013 - June 2019 · 6 yrs 5 mos
First Republic Investment Management, INC.
January 2013 - June 2019 · 6 yrs 5 mos
Luminous Capital, LLC
May 2008 - February 2013 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1997 - May 2008 · 11 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1997 - May 2008 · 11 yrs 1 mo
Goldman, Sachs & CO.Broker
October 1990 - May 1997 · 6 yrs 7 mos
State Registrations20 states
AZCACOCTFLILKSLAMAMDMNNCNHNVNYORPATXUTWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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