Alan Zafran is a registered investment advisor at Ieq Capital, LLC, based in Foster City, CA, with 35 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,963 clients with $35B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IEQ Capital charges an annual management fee of up to 1% of the assets they manage. The fee is negotiable and can vary based on the type of account, the client's relationship with IEQ, the size and complexity of the assets, and the investment strategies used. Some clients have a minimum quarterly fee of $6,250, but this can be negotiated lower. For clients invested in private funds where IEQ serves as a sub-advisor, IEQ receives a sub-advisory fee of up to 1.0% directly from the fund instead of collecting management fees under the investment management agreement.
Location
950 Tower Lane, Suite 1800, Foster City, CA, 94404
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2002Other Business Activities
Alan is involved with several organizations, including The Castilleja School, Portola Valley School Foundation Endowment, Western Technology Investment Venture Lending & Leasing VI, LLC, Silicon Valley Community Foundation, Luminous Capital, LLC, and Taube Family Foundation. He dedicates minimal time to most of these activities, primarily providing strategic oversight or monitoring investments.
Employment History
Current Registrations
Ieq Capital, LLC
Previous Registrations
First Republic Securities Company, LLCBroker
First Republic Investment Management, INC.
Luminous Capital, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Goldman, Sachs & CO.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.