Joseph Polsinelli
Joseph Polsinelli is a registered investment advisor at LPL Financial LLC, based in Syracuse, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
333 Butternut Dr., Syracuse, NY, 13214
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is involved with Community Bank/Empire State Asset Management, spending about a quarter of his time as an owner. He also provides investment advisory services through OneGroup Wealth Partners, dedicating about 10-20% of his time to this activity, and engages in non-variable insurance activities for a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
Nottingham Wealth Partners, INC.
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Cetera Financial Specialists LLCBroker
Cadaret, Grant & CO., INC.Broker
Gwn Securities INC.Broker
Pmg Securities CorporationBroker
Key Clearing CORP.Broker
Key Investments INC.Broker
Linsco/private Ledger CORP.Broker
Prime Capital Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.