JH
JH

Joseph Hornig

35 Years of Experience
Conshohocken, PA
1 DisclosureBroker

Joseph Hornig is a registered investment advisor at Wells Fargo Advisors, based in Conshohocken, PA, with 35 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One Fayette St Ste 200, Two Tower Bridge, Conshohocken, PA, 19428

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Denied
Employment History
Current Registrations
Wells Fargo Advisors
September 2016 - Present · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
March 2008 - December 2012 · 4 yrs 9 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - March 2008 · 11 mos
Morgan Stanley & CO., Incorporated
April 2007 - March 2008 · 11 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
July 1999 - April 2007 · 7 yrs 9 mos
Salomon Smith Barney INC.Broker
July 1993 - July 1999 · 6 yrs
Lehman Brothers INC.Broker
December 1992 - July 1993 · 7 mos
Hibbard Brown & CO., INC.Broker
February 1991 - October 1992 · 1 yr 8 mos
State Registrations16 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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