Thomas Gorman
Thomas Gorman is a registered investment advisor at Wells Fargo Advisors, based in Conshohocken, PA, with 47 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
One Fayette St Ste 200, Two Tower Bridge, Conshohocken, PA, 19428
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2007Customer Dispute
August 2003Customer Dispute
August 2000Customer Dispute
March 1998Other Business Activities
Thomas has a 24% ownership stake in 1340 Swedesford Investors LLC, which holds vault and car storage facilities, dedicating minimal time per week. He also has a 24% ownership in Eastern Shore Self Storage LLC, which operates storage units, dedicating minimal time per week.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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