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Anthony Sciuto

Ameriprise Financial Services, LLC
32 Years of Experience
Paramus, NJ
5 DisclosuresBroker
View SEC Summary
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Anthony Sciuto is a registered investment advisor at Ameriprise Financial Services, LLC, based in Paramus, NJ, with 32 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

The Atrium Ste 390, 80 E Rt 4, Paramus, NJ, 07652-2647

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2022
Judgment / Lien
March 2021
Judgment / Lien
March 2018
Judgment / Lien
November 2017
Judgment / Lien
December 2013
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2014 - Present · 12 yrs
Ameriprise Financial Services, LLC
July 2014 - Present · 12 yrs
Ameriprise Financial Services, LLCBroker
July 2014 - Present · 12 yrs
Previous Registrations
American Portfolios Advisors, INC
May 2009 - July 2014 · 5 yrs 2 mos
American Portfolios Financial Services, INC.Broker
January 2009 - July 2014 · 5 yrs 6 mos
Transamerica Capital, INC.Broker
May 2006 - December 2008 · 2 yrs 7 mos
Pacific Select Distributors, INC.Broker
December 1999 - May 2006 · 6 yrs 5 mos
Sunamerica Capital Services, INC.Broker
November 1998 - November 1999 · 1 yr
Pilgrim America Securities, INC.Broker
August 1997 - September 1998 · 1 yr 1 mo
Sunamerica Securities, INC.Broker
February 1997 - August 1997 · 6 mos
Royal Alliance Associates, INC.Broker
January 1995 - March 1995 · 2 mos
Sunamerica Capital Services, INC.Broker
October 1993 - October 1994 · 1 yr
Waterhouse Securities, INC.Broker
June 1993 - October 1993 · 4 mos
Nathan & Lewis Securities, INC.Broker
November 1990 - February 1993 · 2 yrs 3 mos
First Investors CorporationBroker
October 1990 - November 1990 · 1 mo
State Registrations12 states
AZCACTDEFLGANJNYPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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