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Anthony Sposato

Ameriprise Financial Services, LLC
32 Years of Experience
Paramus, NJ
2 DisclosuresBroker
View SEC Summary
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Anthony Sposato is a registered investment advisor at Ameriprise Financial Services, LLC, based in Paramus, NJ, with 32 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

The Atrium Ste 390, 80 E Rt 4, Paramus, NJ, 07652-2647

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1999
Settled
Customer Dispute
September 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLC
September 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
October 2003 - September 2011 · 7 yrs 11 mos
Wells Fargo Advisors, LLCBroker
October 2000 - September 2011 · 10 yrs 11 mos
First Union Brokerage Services, INC.Broker
February 1998 - October 2000 · 2 yrs 8 mos
Mds Securities IncorporatedBroker
July 1997 - January 1998 · 6 mos
First Albany CorporationBroker
November 1995 - June 1997 · 1 yr 7 mos
Investors Associates, INC.Broker
September 1993 - November 1995 · 2 yrs 2 mos
State Registrations22 states
CACTDEFLGAKSMAMDMIMONJNMNYOHOKPASCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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