DN
DN

David Norton

35 Years of Experience
Woodland Hills, CA
Broker

David Norton is a registered investment advisor at Morgan Stanley, based in Woodland Hills, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

21650 Oxnard Street, Suite 1800, Woodland Hills, CA, 91367

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David serves as an executor for a trust since 2018. This activity requires minimal time and is investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2000 - April 2007 · 7 yrs 1 mo
Morgan Stanley Dw INC.Broker
February 2000 - April 2007 · 7 yrs 2 mos
Painewebber IncorporatedBroker
April 1992 - February 2000 · 7 yrs 10 mos
Oppenheimer & CO., INC.Broker
August 1991 - April 1992 · 8 mos
J. W. Gant & Associates, INC.Broker
November 1990 - May 1991 · 6 mos
State Registrations25 states
ARAZCACOCTDCFLIAIDMDNJNMNVNYOHORPASCTNTXUTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.