Daniel Cotton is a registered investment advisor, based in Plymouth, MN, with 35 years of industry experience.
Location
505 N Highway 169, Suite 900, Plymouth, MN, 55441
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Regulatory History (2)
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Customer Dispute
October 2002Denied
Customer Dispute
March 2002Settled
Other Business Activities
Daniel operates Wealth Enhancement Group as a DBA for his LPL business. He is also an owner of Pinnacle Private Wealth LLC for tax/investment purposes, dedicating full-time hours to this activity, and provides investment advisory services through Wealth Enhancement Advisory Services LLC, also dedicating full-time hours.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Wealth Enhancement Advisory Services, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
September 2022 - June 2025 · 2 yrs 9 mos
Triad Advisors LLCBroker
May 2018 - September 2022 · 4 yrs 4 mos
Pinnacle Private Wealth, LLC
March 2014 - September 2022 · 8 yrs 6 mos
LPL Financial LLC
June 2009 - October 2015 · 6 yrs 4 mos
LPL Financial LLCBroker
May 2009 - May 2018 · 9 yrs
Citigroup Global Markets INC.Broker
November 2007 - May 2009 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
October 2004 - November 2007 · 3 yrs 1 mo
Banc of America Investment Services, INC.
October 2004 - November 2007 · 3 yrs 1 mo
Quick & Reilly, INC.
September 2004 - October 2004 · 1 mo
Quick & Reilly, INC.Broker
October 2003 - October 2004 · 1 yr
Infinex Investments, INC.Broker
March 2002 - October 2003 · 1 yr 7 mos
Linsco/private Ledger CORP.Broker
March 1998 - March 2002 · 4 yrs
Fis Securities, INC.Broker
January 1996 - March 1998 · 2 yrs 2 mos
Mds Securities IncorporatedBroker
August 1995 - December 1995 · 4 mos
Liberty Securities CorporationBroker
June 1994 - September 1995 · 1 yr 3 mos
Mds Securities IncorporatedBroker
March 1994 - June 1994 · 3 mos
Guardian Investor Services CorporationBroker
July 1992 - February 1994 · 1 yr 7 mos
W. S. Griffith & CO., INC.Broker
February 1991 - November 1992 · 1 yr 9 mos
Home Life Insurance CompanyBroker
February 1991 - October 1992 · 1 yr 8 mos
State Registrations24 states
AZCACTFLGAILKYMAMDMEMINCNHNJNMNYOHPARISCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.