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Ali Mahallati

35 Years of Experience
Ft Lauderdale, FL
2 DisclosuresBrokerSells Insurance

Ali Mahallati is a registered investment advisor at MML Investors Services, LLC, based in Ft Lauderdale, FL, with 35 years of industry experience. Ali is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1000 Corporate Dr, Suite 700, Radice Iii, Ft Lauderdale, FL, 33334-3637

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Denied
Customer Dispute
August 2007
Denied
Other Business ActivitiesSells Insurance

Ali is an independent insurance agent selling dental, group disability income, disability, life, accident, and health insurance from a residential address since 1998. This activity requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
November 1990 - March 2017 · 26 yrs 4 mos
Msi Financial Services, INC.Broker
November 1990 - March 2017 · 26 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
November 1990 - July 2007 · 16 yrs 8 mos
State Registrations4 states
DCFLNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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