Daniel Simon
Daniel Simon is a registered investment advisor at MML Investors Services, LLC, based in Ft Lauderdale, FL, with 26 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1000 Corporate Dr, Suite 700, Radice Iii, Ft Lauderdale, FL, 33334-3637
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2006Customer Dispute
July 2002Customer Dispute
March 2001Other Business ActivitiesSells Insurance
Daniel is an insurance agent with The Simon Group, selling life insurance, fixed annuities, disability, long-term care, and health insurance products since 2019. He dedicates minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
J.P. Turner & Company, L.L.C.Broker
Itradedirect.com CORPBroker
Fahnestock & CO. INC.Broker
Prime Charter LTD.Broker
Jwgenesis Securities, INC.Broker
Dean Witter Reynolds INC.Broker
Barron Chase Securities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.