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Daniel Simon

MML Investors Services, LLC
26 Years of Experience
Ft Lauderdale, FL
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Daniel Simon is a registered investment advisor at MML Investors Services, LLC, based in Ft Lauderdale, FL, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1000 Corporate Dr, Suite 700, Radice Iii, Ft Lauderdale, FL, 33334-3637

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Settled
Customer Dispute
July 2002
Denied
Customer Dispute
March 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is an insurance agent with The Simon Group, selling life insurance, fixed annuities, disability, long-term care, and health insurance products since 2019. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
February 2014 - March 2017 · 3 yrs 1 mo
Msi Financial Services, INC.Broker
February 2014 - March 2017 · 3 yrs 1 mo
Princor Financial Services Corporation
January 2013 - February 2014 · 1 yr 1 mo
Princor Financial Services CorporationBroker
December 2012 - February 2014 · 1 yr 2 mos
Metlife Securities INC.
November 2006 - December 2012 · 6 yrs 1 mo
Metlife Securities INC.Broker
April 2005 - December 2012 · 7 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
April 2005 - July 2007 · 2 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
August 2003 - January 2005 · 1 yr 5 mos
Itradedirect.com CORPBroker
May 2003 - September 2003 · 4 mos
Fahnestock & CO. INC.Broker
January 2002 - June 2002 · 5 mos
Prime Charter LTD.Broker
September 2000 - January 2002 · 1 yr 4 mos
Jwgenesis Securities, INC.Broker
September 1999 - September 2000 · 1 yr
Dean Witter Reynolds INC.Broker
November 1998 - September 1999 · 10 mos
Barron Chase Securities, INC.Broker
July 1998 - October 1998 · 3 mos
State Registrations22 states
ALAZCACOFLGAILMAMDMONCNENJNVNYPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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