CO
CO

Christopher O'grady

28 Years of Experience
Wayne, PA
Broker

Christopher O'grady is a registered investment advisor at Absolute Investment Advisers, LLC, based in Wayne, PA, with 28 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $1.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
7 clients
Average Client Portfolio
$254.1M average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$25M
Investment management only (planning not offered)

Absolute Investment Advisers manages separately managed accounts for clients, charging a fee based on a percentage of the assets they manage. The fee can be paid in advance each quarter or in arrears quarterly, based on the average value of the account. Fees are subject to negotiation and are detailed in a written agreement. A minimum of $25 million is generally required for separately managed accounts, but this may be negotiable.

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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is the Director of Investment Marketing at Absolute Investment Advisers LLC, dedicating full-time hours to sales and marketing. He also works as a Marketing and Sales Consultant for Clear Consumer Products Group, LLC, spending about a quarter of his time generating leads and offering guidance.

Employment History
Current Registrations
Absolute Investment Advisers, LLC
July 2024 - Present · 1 yr 10 mos
Foreside Fund Services, LLC
November 2023 - Present · 2 yrs 6 mos
Foreside Fund Services, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Vigilant Distributors, LLCBroker
August 2018 - October 2023 · 5 yrs 2 mos
Dakota Investments, LLC
January 2018 - October 2023 · 5 yrs 9 mos
Grandfund Investment Group, LLCBroker
March 2013 - September 2018 · 5 yrs 6 mos
Foreside Fund Services, LLCBroker
January 2012 - December 2012 · 11 mos
Cv Brokerage, INCBroker
May 2010 - February 2012 · 1 yr 9 mos
Foreside Fund Services, LLCBroker
January 2010 - January 2010 · 0 mos
Pfpc Distributors, INC.Broker
November 2007 - December 2009 · 2 yrs 1 mo
Next Generation Equity Research LLCBroker
September 2007 - October 2007 · 1 mo
Gartmore Distribution Services, INC.Broker
February 2004 - September 2005 · 1 yr 7 mos
Deutsche Bank Securities INC.
September 2002 - December 2002 · 3 mos
Deutsche Bank Securities INC.Broker
September 2002 - December 2002 · 3 mos
Banc of America Securities LLC
April 2000 - July 2002 · 2 yrs 3 mos
Banc of America Securities LLCBroker
August 1999 - July 2002 · 2 yrs 11 mos
Credit Suisse First Boston CorporationBroker
November 1993 - June 1999 · 5 yrs 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.