JL
JL
James Levy
31 Years of Experience
Coral Gables, FL
1 DisclosureBroker
James Levy is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
396 Alhambra Cir, Ste 701, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2009Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2006 - May 2021 · 15 yrs
Wells Fargo Clearing Services, LLCBroker
May 2006 - May 2021 · 15 yrs
Banc of America Investment Services, INC.
April 1998 - May 2006 · 8 yrs 1 mo
Banc of America Investment Services, INC.Broker
April 1998 - May 2006 · 8 yrs 1 mo
Barnett Investments, INC.Broker
July 1997 - April 1998 · 9 mos
Metlife Securities INC.Broker
May 1993 - March 1996 · 2 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 1993 - March 1996 · 2 yrs 10 mos
State Registrations5 states
DEFLNCOKTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.