James Weston is a registered investment advisor, based in Moore, OK, with 29 years of industry experience.
Location
1037 SW 19th, Moore, OK, 73160
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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James provides political campaign consulting services for Dave Weston Research, including voter contact and budgeting. He can also earn compensation from referrals through the True Champion Referral Program at Midfirst.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
March 2017 - Present · 9 yrs 2 mos
Cetera Investment Advisers LLC
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
LPL Financial LLC
November 2015 - March 2017 · 1 yr 4 mos
LPL Financial LLCBroker
October 2015 - March 2017 · 1 yr 5 mos
Ing Financial Partners, INC
April 2008 - April 2013 · 5 yrs
Ing Financial Partners, INC.Broker
April 2008 - April 2013 · 5 yrs
Ing Financial Partners, INC
February 1998 - April 2006 · 8 yrs 2 mos
Ing Financial Partners, INC.Broker
April 1996 - April 2006 · 10 yrs
Mony Securities CORP.Broker
February 1991 - March 1995 · 4 yrs 1 mo
State Registrations7 states
COFLMONCOKTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.