John Ertz
John Ertz is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cleveland, OH, with 35 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
950 Main Ave Ste 600, Cleveland, OH, 44113
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. He also owns JCE Financial Group, LLC and JCE Business Consulting, dedicating minimal time to coaching and mentoring. Additionally, John serves on the board of directors for Boot Campaign, possibly sitting on the finance committee, dedicating minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations51 states
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