David Rao
David Rao is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Harrisonburg, VA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
420 Neff Avenue, Suite 215, Harrisonburg, VA, 22801
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2009Customer Dispute
October 2001Customer Dispute
April 2001Criminal
December 2000Other Business Activities
David is involved in numerous real estate ventures, including rental properties and a real estate brokerage. He also dedicates about half his time to a support company, Madison Financial LLC, where he is an owner/branch manager.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.