Raymond Emery is a ChFC-designated registered investment advisor, based in Naples, FL, with 30 years of industry experience.
Location
Naples, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Raymond is an insurance agent selling fixed insurance since 1989, dedicating about 10-20% of his time. He is also a board member of Pond Meadow HOA since 2022, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
HUB International Investment Services INC.
November 2020 - Present · 5 yrs 6 mos
HUB International Investment Services INC.Broker
November 2020 - Present · 5 yrs 6 mos
Commonwealth Financial Network
October 2002 - Present · 23 yrs 7 mos
Commonwealth Financial Network
November 2001 - Present · 24 yrs 6 mos
Commonwealth Financial NetworkBroker
November 2001 - Present · 24 yrs 6 mos
Previous Registrations
Norton Financial Services, INC.
October 2002 - March 2007 · 4 yrs 5 mos
Morgan Stanley Dw INC.Broker
September 2000 - December 2001 · 1 yr 3 mos
440 Financial Distributors, INC.Broker
August 1994 - May 1995 · 9 mos
Pruco Securities CorporationBroker
November 1990 - September 1994 · 3 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
November 1990 - December 1993 · 3 yrs 1 mo
State Registrations12 states
AZCOFLMAMDMENCNHNJNYVTWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.