Carl Hanson
Carl Hanson is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in South Portland, ME, with 19 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
707 Sable Oaks Drive, Suite 203, South Portland, ME, 04106
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carl is the owner and manager of IIS Financial Services, dedicating minimal time per week to this role. He also owns and operates Stroudwater Capital, LLC, a real estate business, spending a few hours per week on activities like rent collection and maintenance communication.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Stroudwater Wealth Management
Stroudwater Wealth Management
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Wesley Mcneillie, CFPRobinson Smith Wealth Advisors, LLC
- Laura Linscott, CFPSavant Wealth Management
- Zachary Lauzon, CFPSavant Wealth Management
- Raymond Emery, ChFCLPL Financial LLC
- Tracey Daigle, CFPRobinson Smith Wealth Advisors, LLC
- Mark Roberts, CFPIndependent Advisor Alliance, LLC