CH
CFP
CH
CFP

Carl Hanson

19 Years of Experience
South Portland, ME
Broker

Carl Hanson is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in South Portland, ME, with 19 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

707 Sable Oaks Drive, Suite 203, South Portland, ME, 04106

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Carl is the owner and manager of IIS Financial Services, dedicating minimal time per week to this role. He also owns and operates Stroudwater Capital, LLC, a real estate business, spending a few hours per week on activities like rent collection and maintenance communication.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 11 mos
Previous Registrations
Stroudwater Wealth Management
January 2022 - March 2023 · 1 yr 2 mos
Stroudwater Wealth Management
November 2019 - December 2021 · 2 yrs 1 mo
Cetera Advisors LLC
October 2016 - April 2024 · 7 yrs 6 mos
Investors Capital Advisory
January 2012 - October 2016 · 4 yrs 9 mos
Investors Capital CORP.Broker
October 2006 - October 2016 · 10 yrs
State Registrations13 states
AZCAFLGAMAMEMINCNHSCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carl Hanson - Financial Advisor | TrueAdvisor