James Conrod
James Conrod is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Atlanta, GA, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
3560 Lenox Road NE, Suite 1100, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
September 2014Customer Dispute
June 2009Customer Dispute
August 2008Other Business Activities
James is a non-managing member of Conrod Farms LLC, a family farm, since 2011. He dedicates minimal time to this uncompensated, investment-related activity.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
American Century Investment Services INC.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.